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Current Employers
Payden & Rygel

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-29
  • CA RA
    APPROVED
    Since 2022-09-29

Branch Locations

265 Franklin Street 16Th Floor, Boston, MA 02110 • United States

333 S. Grand Avenue 40Th Floor, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boston MA 07/2014 03/2019
Morgan Stanley Private Bank, National Association New York NY 02/2015 03/2019
Columbia Management Investment Distributors, Inc. Boston MA 04/2019 09/2022
Columbia Management Investment Advisers, Llc. Boston MA 04/2019 09/2022
Payden & Rygel Los Angeles CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-21
  • S66 Uniform Combined State Law Examination
    2014-10-21

View on SEC IAPD

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