Joseph D Novak

Current Employers

Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2022-07-15
MO	RA	APPROVED	2022-05-18
MA	RA	APPROVED	2022-04-25
AR	RA	APPROVED	2022-04-08
OR	RA	APPROVED	2022-04-08
RI	RA	APPROVED	2022-04-05
FL	RA	APPROVED	2022-03-25
SD	RA	APPROVED	2022-03-24
AK	RA	APPROVED	2022-03-16
NV	RA	APPROVED	2022-03-03
AZ	RA	APPROVED	2022-02-25
WV	RA	APPROVED	2022-02-25
NE	RA	APPROVED	2022-02-22
NJ	RA	APPROVED	2022-02-22
ND	RA	APPROVED	2022-02-22
UT	RA	APPROVED	2022-02-22
GA	RA	APPROVED	2022-02-21
NM	RA	APPROVED	2022-02-21
AL	RA	APPROVED	2022-02-18
CA	RA	APPROVED	2022-02-18
CO	RA	APPROVED	2022-02-18
DE	RA	APPROVED	2022-02-18
HI	RA	APPROVED	2022-02-18
ID	RA	APPROVED	2022-02-18
IL	RA	APPROVED	2022-02-18
IN	RA	APPROVED	2022-02-18
IA	RA	APPROVED	2022-02-18
KS	RA	APPROVED	2022-02-18
KY	RA	APPROVED	2022-02-18
LA	RA	APPROVED	2022-02-18
ME	RA	APPROVED	2022-02-18
MD	RA	APPROVED	2022-02-18
MI	RA	APPROVED	2022-02-18
MN	RA	APPROVED	2022-02-18
MS	RA	APPROVED	2022-02-18
MT	RA	APPROVED	2022-02-18
NH	RA	APPROVED	2022-02-18
NY	RA	APPROVED	2022-02-18
NC	RA	APPROVED	2022-02-18
OH	RA	APPROVED	2022-02-18
OK	RA	APPROVED	2022-02-18
PA	RA	APPROVED	2022-02-18
SC	RA	APPROVED	2022-02-18
TX	RA	APPROVED	2022-02-18
VT	RA	APPROVED	2022-02-18
VA	RA	APPROVED	2022-02-18
WA	RA	APPROVED	2022-02-18
WI	RA	APPROVED	2022-02-18
WY	RA	APPROVED	2022-02-18
CT	RA	APPROVED	2021-08-05

DC RA
APPROVED

Since 2022-07-15
MO RA
APPROVED

Since 2022-05-18
MA RA
APPROVED

Since 2022-04-25
AR RA
APPROVED

Since 2022-04-08
OR RA
APPROVED

Since 2022-04-08
RI RA
APPROVED

Since 2022-04-05
FL RA
APPROVED

Since 2022-03-25
SD RA
APPROVED

Since 2022-03-24
AK RA
APPROVED

Since 2022-03-16
NV RA
APPROVED

Since 2022-03-03
AZ RA
APPROVED

Since 2022-02-25
WV RA
APPROVED

Since 2022-02-25
NE RA
APPROVED

Since 2022-02-22
NJ RA
APPROVED

Since 2022-02-22
ND RA
APPROVED

Since 2022-02-22
UT RA
APPROVED

Since 2022-02-22
GA RA
APPROVED

Since 2022-02-21
NM RA
APPROVED

Since 2022-02-21
AL RA
APPROVED

Since 2022-02-18
CA RA
APPROVED

Since 2022-02-18
CO RA
APPROVED

Since 2022-02-18
DE RA
APPROVED

Since 2022-02-18
HI RA
APPROVED

Since 2022-02-18
ID RA
APPROVED

Since 2022-02-18
IL RA
APPROVED

Since 2022-02-18
IN RA
APPROVED

Since 2022-02-18
IA RA
APPROVED

Since 2022-02-18
KS RA
APPROVED

Since 2022-02-18
KY RA
APPROVED

Since 2022-02-18
LA RA
APPROVED

Since 2022-02-18
ME RA
APPROVED

Since 2022-02-18
MD RA
APPROVED

Since 2022-02-18
MI RA
APPROVED

Since 2022-02-18
MN RA
APPROVED

Since 2022-02-18
MS RA
APPROVED

Since 2022-02-18
MT RA
APPROVED

Since 2022-02-18
NH RA
APPROVED

Since 2022-02-18
NY RA
APPROVED

Since 2022-02-18
NC RA
APPROVED

Since 2022-02-18
OH RA
APPROVED

Since 2022-02-18
OK RA
APPROVED

Since 2022-02-18
PA RA
APPROVED

Since 2022-02-18
SC RA
APPROVED

Since 2022-02-18
TX RA
APPROVED

Since 2022-02-18
VT RA
APPROVED

Since 2022-02-18
VA RA
APPROVED

Since 2022-02-18
WA RA
APPROVED

Since 2022-02-18
WI RA
APPROVED

Since 2022-02-18
WY RA
APPROVED

Since 2022-02-18
CT RA
APPROVED

Since 2021-08-05

Branch Locations

Bloomfield, CT • United States

One Columbus Plaza, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knights Of Columbus Asset Advisors Llc	New Haven	CT	08/2021	Present
Foreside Fund Services, Llc	New Haven	CT	09/2016	12/2020
Knights Of Columbus	New Haven	CT	06/2014	Present
Vigilant Distributors Llc	Chadds Ford	PA	01/2021	Present

08/2021 → Present

Knights Of Columbus Asset Advisors Llc

New Haven, CT
09/2016 → 12/2020

Foreside Fund Services, Llc

New Haven, CT
06/2014 → Present

Knights Of Columbus

New Haven, CT
01/2021 → Present

Vigilant Distributors Llc

Chadds Ford, PA

Other Businesses

1) Knights of Columbus Charitable Fund; Investment Related; Marketing/Business Development; New Haven, CT; Start 12/2019; Director of Marketing; Discuss philanthropic solutions; 10 hours per month. 2) Vigilant Distributors LLC. Registered Representative, Investment Related, 0 Hours Monthly, Chadds Ford, PA, Start 01/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-20

S66 Uniform Combined State Law Examination

2021-09-20

Other Names

Joseph Novak

View on SEC IAPD