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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-25
FL RA APPROVED 2021-04-23
  • TX RA
    APPROVED
    Since 2022-08-25
  • FL RA
    APPROVED
    Since 2021-04-23

Branch Locations

3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Paramus NJ 09/2013 04/2021
Bank Of America, N.A. Paramus NJ 03/2015 04/2021
Rbc Capital Markets, Llc Palm Beach Gardens FL 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-04
  • S66 Uniform Combined State Law Examination
    2013-05-04

View on SEC IAPD

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