Lucas H Marty

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2017-09-07

WI RA
APPROVED

Since 2017-09-07

Branch Locations

5400 King James Way Suite 110, Fitchburg, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wealth Distribution Strategies, Llc	Verona	WI	06/2012	Present
Cambridge Investment Research, Inc.	Fairfield	IA	01/2017	08/2017
University Of Wisconsin- Madison	Madison	WI	09/2014	Present
Harbour Investments, Inc	Madison	WI	08/2017	Present

06/2012 → Present

Wealth Distribution Strategies, Llc

Verona, WI
01/2017 → 08/2017

Cambridge Investment Research, Inc.

Fairfield, IA
09/2014 → Present

University Of Wisconsin- Madison

Madison, WI
08/2017 → Present

Harbour Investments, Inc

Madison, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Wealth Distribution Strategies - DBA 3)Monticello Foundation | P.O. Box 636, Monticello, WI 53570 | Board member | Help select scholarship recipients and run fundraising efforts | Beginning 1/2026 | 5 hours per month, 0 during trading hours | Unpaid | Not investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-12

S66 Uniform Combined State Law Examination

2017-04-12

Designations

View on SEC IAPD