Gabriel John Spano

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2021-08-30

AZ RA
APPROVED

Since 2021-08-30

Branch Locations

19202 N R. H. Johnson Blvd, Sun City West, AZ 85375 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Sun City	AZ	12/2003	08/2021
Bbva Wealth Solutions Inc.	Sun City West	AZ	10/2010	08/2021
Bbva Securities Inc.	Sun City	AZ	05/2013	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	12/2003	08/2021
Pnc Investments	Sun City West	AZ	08/2021	Present

12/2003 → 08/2021

Compass Bank

Sun City, AZ
10/2010 → 08/2021

Bbva Wealth Solutions Inc.

Sun City West, AZ
05/2013 → 08/2021

Bbva Securities Inc.

Sun City, AZ
12/2003 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
08/2021 → Present

Pnc Investments

Sun City West, AZ

Previous Registrations

2010-10-15 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Houston, TX

Houston, TX

Sun City West, AZ
2010-09-27 → 2010-10-15

St Johns Wealth Management

Sun City, AZ
2002-10-30 → 2004-01-05

Banc One Securities Corporation

Phoenix, AZ

Other Businesses

09/2015 / Member/Silent Partner / Lazy Palms Sports Grill / Non-Investment related / Zero hours during trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-08
S66	Uniform Combined State Law Examination	2000-06-26

S65 Uniform Investment Adviser Law Examination

2010-09-08
S66 Uniform Combined State Law Examination

2000-06-26

Other Names

Gabe Spano

View on SEC IAPD