April D Wallace

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-07-22
TX	RA	APPROVED_RES	2025-07-22

AL RA
APPROVED

Since 2025-07-22
TX RA
APPROVED_RES

Since 2025-07-22

Branch Locations

Northport, AL • United States

100 Centerview Drive, Suite 249, Birmingham, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summit Brokerage Services	Auburn	AL	09/2015	09/2019
Cetera Investment Advisers Llc	Auburn	AL	10/2015	10/2019
Summit Financial Group Inc	Auburn	AL	04/2018	10/2019
Cetera Advisor Networks Llc	Auburn	AL	09/2019	10/2019
Securities America, Inc.	Auburn	AL	10/2019	06/2024
Arbor Point Advisors	Auburn	AL	10/2019	11/2024
Osaic Wealth, Inc.	Auburn	AL	06/2024	07/2025
Osaic Advisory Services, Llc	Atlanta	GA	11/2024	07/2025
Cambridge Investment Research, Inc.	Fairfield	IA	07/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	07/2025	Present

09/2015 → 09/2019

Summit Brokerage Services

Auburn, AL
10/2015 → 10/2019

Cetera Investment Advisers Llc

Auburn, AL
04/2018 → 10/2019

Summit Financial Group Inc

Auburn, AL
09/2019 → 10/2019

Cetera Advisor Networks Llc

Auburn, AL
10/2019 → 06/2024

Securities America, Inc.

Auburn, AL
10/2019 → 11/2024

Arbor Point Advisors

Auburn, AL
06/2024 → 07/2025

Osaic Wealth, Inc.

Auburn, AL
11/2024 → 07/2025

Osaic Advisory Services, Llc

Atlanta, GA
07/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
07/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2024-11-08 → 2025-07-24

Osaic Advisory Services, Llc

Atlanta, GA

Auburn, AL
2019-10-02 → 2024-11-08

Arbor Point Advisors

Auburn, AL
2015-10-06 → 2019-10-24

Cetera Investment Advisers Llc

Auburn, AL
2018-04-24 → 2019-10-24

Summit Financial Group Inc

Auburn, AL
2013-12-20 → 2015-11-13

J P Turner & Company Capital Management, Llc

Auburn, AL
2013-02-13 → 2013-12-24

Raymond James & Associates, Inc.

Tuscaloosa, AL
2009-05-05 → 2013-02-13

Morgan Keegan & Company, Llc

Tuscaloosa, AL
2008-05-02 → 2009-05-12

Morgan Stanley & Co. Llc

Tuscaloosa, AL
2005-05-16 → 2008-05-05

Morgan Keegan & Company, Llc

Tuscaloosa, AL

Tuscaloosa, AL
2001-08-07 → 2005-03-14

Ubs Financial Services Inc.

Tuscaloosa, AL

Other Businesses

1. TCSS BUS DRIVER, 1118 Greensboro Ave, Tuscaloosa AL 35401, United States, 11/01/2023, W2 Employee, Employee (receive a W-2), NIR, 80 HR/MO - 10 HR/MO TRADING 2. WINDSONG HOA, 1810 Commons N Dr Suite 1, Tuscaloosa AL 35406, United States, 11/01/2022, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 07/2025 4. PROSPER FINANCIAL PLANNING, INC., 100 Centerview Drive, Suite 249, Birmingham AL 35216, United States, 09/29/2025, Investment Advisor Representative, DBA Name, INV REL, 120 HR/MO - 120 HR/MO TRADING 5. PROSPER FINANCIAL PLANNING, INC., 100 Centerview Drive, Suite 249, Birmingham, AL 35216, United States, 02/28/2026, Agent, Insurance/Benefits/Human Resources, NIR, 3 HR/MO - 3 HR/MO TRADING 6. APRIL WALLACE, 100 Centerview Drive, Suite 249, Birmingham AL 35216, United States, 05/21/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-25

S66 Uniform Combined State Law Examination

2001-05-25

Other Names

April D. Wallace

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