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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-06-22
TX RA APPROVED 2020-06-19
  • GA RA
    APPROVED
    Since 2020-06-22
  • TX RA
    APPROVED
    Since 2020-06-19

Branch Locations

1100 Abernathy Road Ne Building 500; Suite 1850, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 08/2015 06/2020
Morgan Stanley Private Bank, National Association New York NY 09/2015 06/2020
Raymond James & Associates, Inc Atlanta GA 06/2020 Present
  • 08/2015 → 06/2020
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 09/2015 → 06/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2020 → Present
    Atlanta, GA
Previous Registrations
  • 2015-08-14 → 2020-06-23
    Atlanta, GA
  • 2015-06-26 → 2015-07-01
    Waddell & Reed
    Alpharetta, GA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-15
S63 Uniform Securities Agent State Law Examination 2015-04-17
  • S65 Uniform Investment Adviser Law Examination
    2015-06-15
  • S63 Uniform Securities Agent State Law Examination
    2015-04-17
Other Names
  • John Crawford
  • David Crawford
  • John David Crawford

View on SEC IAPD

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