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Neil John Kvasnak

Rockefeller Financial LLC

South Burlington, VT

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2022-07-11
TX RA APPROVED 2022-07-08
  • VT RA
    APPROVED
    Since 2022-07-11
  • TX RA
    APPROVED
    Since 2022-07-08

Branch Locations

South Burlington, VT • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs, Financial Services Burlington VT 05/2010 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington VT 03/2017 07/2022
Bank Of America, N.A. Burlington VT 05/2017 07/2022
Rockefeller Financial Llc Burlington VT 07/2022 06/2025
Rockefeller Financial Llc South Burlington VT 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-30
S63 Uniform Securities Agent State Law Examination 2000-09-20
  • S66 Uniform Combined State Law Examination
    2010-07-30
  • S63 Uniform Securities Agent State Law Examination
    2000-09-20
Other Names
  • Neil John Kvasnak
  • Neil Kvasnak

View on SEC IAPD

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