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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-16 |
Branch Locations
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Varsity Tutors, Home Depot, Touro College Nyc | New York | NY | 02/2016 | 01/2018 |
| Touro College Of Osteopathic Medicine | New York City | NY | 02/2016 | 08/2022 |
| Cantor Fitzgerald | New York | NY | 09/2022 | 03/2024 |
| Unemployed | New York | NY | 03/2024 | 09/2024 |
| Aurora Capital Ventures Llc | New York | NY | 09/2024 | 05/2025 |
| Lpl Enterprise Llc | Brooklyn | NY | 06/2025 | Present |
1) 05/28/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 05/28/2025-160hrs/mth-160hrs/mth during trading 2) 05/28/2025-Lucas Duffy-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At New York, NY-Start date 05/28/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-04 |
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