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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-05-27 |
| MO | RA | APPROVED | 2012-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Joplin | MO | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Joplin | MO | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, JOPLIN, MO, 50% OWNER, START: 1/2007, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: COMMERCIAL OFFICE BUILDING. | RENTAL PROPERTY, INV RELATED, BRANSON, MO. 50% OWNER, START: 3/1/2006, 1 HOUR/ MONTH, 0 DURING TRADING, CONDO RENTAL. | COMMERCIAL RENTAL PROPERTY, INV RELATED, CARL JUNCTION, MO, 100% OWNERSHIP WITH SPOUSE, START 12/10/2018, 15 HOURS PER MONTH, 0 DURING TRADING, OFFICE SPACE RENTAL. | COMMERCIAL OFFICE RENTAL PROPERTY; INV RELATED; SPRINGFIELD, MO; 100% OWNERSHIP; 03/2025; 2 HOURS PER MONTH; 0 DURING TRADING; OFFICE SPACE TO LEASE TO A TEANT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-10 |
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