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Simon Richard Charles Wheatley

Trek Financial

Santa Rosa, CA

Scottsdale, AZ

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Current Employers
Trek Financial

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-03-31
  • CA RA
    APPROVED
    Since 2016-03-31

Branch Locations

Santa Rosa, CA • United States

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Innovative Retirement Advisors, Inc. Santa Rosa CA 08/2013 Present
Trek Financial Santa Rosa CA 03/2016 Present
World Equity Group, Inc. Santa Rosa CA 03/2016 08/2017
  • 08/2013 → Present
    Innovative Retirement Advisors, Inc.
    Santa Rosa, CA
  • 03/2016 → Present
    Trek Financial
    Santa Rosa, CA
  • 03/2016 → 08/2017
    World Equity Group, Inc.
    Santa Rosa, CA
Previous Registrations
  • 2012-09-11 → 2016-12-31
    Innovative Retirement Advisors, Llc
    Santa Rosa, CA
Other Businesses

1. INNOVATIVE RETIREMENT AND INSURANCE SERVICES, INC. 4737 Stonehedge Drive Santa Rosa, CA 95405 Insurance related Agent- Sales 8/2013 20 hrs/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-16
  • S66 Uniform Combined State Law Examination
    2012-06-16
Designations

View on SEC IAPD

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