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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blackrock Investments, Inc. | New York | NY | 06/2008 | 01/2024 |
| Blackrock Financial Management, Inc | New York | NY | 06/2008 | 01/2024 |
| Nuveen Securities, Llc | Palmetto Bay | FL | 05/2024 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 05/2024 | Present |
| Unemployed | Miami | FL | 01/2024 | 05/2024 |
(1) Name: Archdiocese of Miami Position: Board of Directors/Finance Committee Nature: Devoted to organization Investment Related: Yes Hours: 2 hrs/quarter Securities trading hours: NO Start date: 08/01/2017 Address: 9401 Biscayne Blvd, Miami Shores, FL 33138 Description: THE ORGANIZATION IS A RELIGIOUS TAX EXEMPT ORGANIZATION (2) Name: Wings for Widows Position: Coach Nature: provide a pro bono financial wellness check to widow(er)s Investment Related: No, financial planning on getting organized Hours: 2 hours/month Securities trading hours: NO Start date: 12/31/2023 Address: 290 Peavey Rd., Wayzata, MN 55391 Description: Wings for Widows coaching is a non-profit, volunteer organization
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-06 |
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