John Blair Nicholas

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-11-15
TX	RA	APPROVED_RES	2016-10-28
GA	RA	APPROVED	2011-12-07

SC RA
APPROVED

Since 2024-11-15
TX RA
APPROVED_RES

Since 2016-10-28
GA RA
APPROVED

Since 2011-12-07

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Hilton Head, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Atlanta	GA	11/2011	Present

11/2011 → Present

Oppenheimer & Co. Inc.

Atlanta, GA

Previous Registrations

2010-07-02 → 2011-09-14

Barclays Capital Inc.

Atlanta, GA
2009-06-01 → 2010-07-19

Morgan Stanley

Atlanta, GA
2006-09-29 → 2009-06-01

Morgan Stanley & Co. Llc

Atlanta, GA

Other Businesses

1.PACES AVENUE HOA, INC. NON-PROFIT CORPORATION; NON-INVESTMENT RELATED. PACES FERRY AVENUE, COBB COUNTY, GA 30339. HOA BOARD MEMBER-JULY 1, 2024-START DATE AS MEMBER-I ASSIST IN GOVERNING ACTIVITIES OF OUT NEIGHBORHOOD TOWNHOME COMMUNITY. APPROXIMATE HOURS DEVOTED TO THIS OUTSIDE BUSINESS ACTIVITY IS 1 HOUR PER MONTH; ALL ACTIVITES WILL BE OUTSIDE OF BUSINESS SECURITIES TRADING HOURS. 2.DANTEX INTERNATIONAL LLC. 6200 NEW ORLEANS ROAD, SUITE B, HILTON HEAD ISLAND, SC 29928. RENTAL PROPERTY. MANAGING MEMBER FROM 3/29/2023. 1-2 HOURS PER WEEK OUTSIDE OF BUSINESS HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-09-26
S63	Uniform Securities Agent State Law Examination	2000-07-17

S65 Uniform Investment Adviser Law Examination

2006-09-26
S63 Uniform Securities Agent State Law Examination

2000-07-17

View on SEC IAPD