Drake Michael Barnes

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-04-08

TX RA
APPROVED

Since 2015-04-08

Branch Locations

5407 N Mccoll Road Suite A, Mcallen, TX 78504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mcallen	TX	01/2015	03/2020
Ameriprise Financial Services, Llc	Mcallen	TX	03/2020	Present

01/2015 → 03/2020

Ameriprise Financial Services, Inc.

Mcallen, TX
03/2020 → Present

Ameriprise Financial Services, Llc

Mcallen, TX

Other Businesses

Outside Employment; Certainty of Uncertainty, LLC; Employee of legal entity.; Compensation received from an advisor owned entity established to manage the practice.; 5407 North McColl Road Suite A, , McAllen, TX, 78504; Investment-Related; 04/15/2026; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-07

S66 Uniform Combined State Law Examination

2015-04-07

Designations

Other Names

Drake Barnes

View on SEC IAPD