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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-01 |
| TX | RA | APPROVED | 2020-02-24 |
| CA | RA | APPROVED | 2018-10-30 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Holly Springs | NC | 04/2013 | 10/2018 |
| Bank Of America, N.A. | Holly Springs | NC | 06/2013 | 10/2018 |
| Morgan Stanley | Greenwood Village | CO | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-03 |
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