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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
155 Lake Ave. Suite 780, Pasadena, CA 91101 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seia Llc | Pasadena | CA | 03/2000 | Present |
| Signator Investors Inc. | Boston | MA | 09/1998 | 11/2018 |
| Royal Alliance Associates, Inc. | Pasadena | CA | 11/2018 | 08/2023 |
| Ses Inc. | Pasadena | CA | 08/2023 | Present |
1) STEPHANIE MILLS INSURANCE LICENSE NON PRODUCER POSITION: CA Insurance License Holder NATURE: I have a CA Insurance License. I am a non-producer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 12/08/2001 ADDRESS: 155 N. Lake Ave Suite 780, Pasadena CA 91101, United States DESCRIPTION: I have a CA Insurance license. I do not market insurance products. I work in an adminstrative support capacity. 2) NOTARY PUBLIC POSITION: Notary Public NATURE: I will occasionally notarize documents for clients or members of the public. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2000 ADDRESS: 155 N. Lake Ave, Suite 780, Pasadena CA 91101, United States DESCRIPTION: Examine identification and document to be notarized. Complete notarization according to laws of the State of California. 3) SIGNATURE ESTATE & INVESTMENT ADVISORS POSITION: Client Service Manager NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 03/22/2005 ADDRESS: 155 N. Lake Ave., Suite 780, Pasadena CA 91101, United States DESCRIPTION: Assist advisor and clients. On-board new clients. 4) Expo3, International Inc. POSITION: Volunteer NATURE: Family business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2024 ADDRESS: 12350 Edison Way, Garden Grove CA 92841, United States DESCRIPTION: Provide assistance in reviewing and making decisions regarding the companies benefits package. No compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-18 |
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