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Stephanie Irene Mills

Seia

Pasadena, CA

Los Angeles, CA

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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

155 Lake Ave. Suite 780, Pasadena, CA 91101 • United States

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seia Llc Pasadena CA 03/2000 Present
Signator Investors Inc. Boston MA 09/1998 11/2018
Royal Alliance Associates, Inc. Pasadena CA 11/2018 08/2023
Ses Inc. Pasadena CA 08/2023 Present
  • 03/2000 → Present
    Seia Llc
    Pasadena, CA
  • 09/1998 → 11/2018
    Signator Investors Inc.
    Boston, MA
  • 11/2018 → 08/2023
    Royal Alliance Associates, Inc.
    Pasadena, CA
  • 08/2023 → Present
    Ses Inc.
    Pasadena, CA
Other Businesses

1) STEPHANIE MILLS INSURANCE LICENSE NON PRODUCER POSITION: CA Insurance License Holder NATURE: I have a CA Insurance License. I am a non-producer. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 12/08/2001 ADDRESS: 155 N. Lake Ave Suite 780, Pasadena CA 91101, United States DESCRIPTION: I have a CA Insurance license. I do not market insurance products. I work in an adminstrative support capacity. 2) NOTARY PUBLIC POSITION: Notary Public NATURE: I will occasionally notarize documents for clients or members of the public. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2000 ADDRESS: 155 N. Lake Ave, Suite 780, Pasadena CA 91101, United States DESCRIPTION: Examine identification and document to be notarized. Complete notarization according to laws of the State of California. 3) SIGNATURE ESTATE & INVESTMENT ADVISORS POSITION: Client Service Manager NATURE: Registered Investment Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 03/22/2005 ADDRESS: 155 N. Lake Ave., Suite 780, Pasadena CA 91101, United States DESCRIPTION: Assist advisor and clients. On-board new clients. 4) Expo3, International Inc. POSITION: Volunteer NATURE: Family business INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/26/2024 ADDRESS: 12350 Edison Way, Garden Grove CA 92841, United States DESCRIPTION: Provide assistance in reviewing and making decisions regarding the companies benefits package. No compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-18
  • S66 Uniform Combined State Law Examination
    2000-09-18
Other Names
  • Stephanie Irene Demascio

View on SEC IAPD

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