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Michael Steven Policar

Ngp Financial Planning, LLC

Sammamish, WA

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Current Employers
Ngp Financial Planning, Llc

Sammamish, WA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-18
TX RA APPROVED 2021-03-04
AZ RA APPROVED 2021-03-03
WA RA APPROVED 2021-01-11
  • CA RA
    APPROVED
    Since 2022-01-18
  • TX RA
    APPROVED
    Since 2021-03-04
  • AZ RA
    APPROVED
    Since 2021-03-03
  • WA RA
    APPROVED
    Since 2021-01-11

Branch Locations

Sammamish, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 10/2014 01/2018
Bank Of America, N.A. Bellevue WA 01/2018 01/2018
Hightower Advisors, Llc Bellevue WA 02/2018 01/2021
Ngp Financial Planning, Llc Sammamish WA 01/2021 Present
Ngp Financial Planning, Llc Sammamish WA 06/2020 Present
Michael Policar, Sole Proprietor Sammamish WA 10/2012 12/2021
Hightower Securities, Llc Bellevue WA 09/2019 01/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-09
  • S66 Uniform Combined State Law Examination
    2012-08-09
Other Names
  • Michael Policar

View on SEC IAPD

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