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Current Employers
Perigon Wealth Management, Llc

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-04-28
  • DE RA
    APPROVED
    Since 2022-04-28

Branch Locations

201 Mission Street Suite 1825, San Francisco, CA 94105 • United States

5806 Kennett Pike, Centerville, DE 19807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 11/2017 06/2020
Minnesota Life Insurance Co St Paul MN 11/2017 06/2020
Diamond State Financial Group Newark DE 11/2017 06/2020
K2 Advisory Services Llc Wilmington DE 07/2015 08/2018
Sagepoint Financial, Inc. Wilmington DE 07/2020 04/2022
Perigon Wealth Management, Llc Wilmington DE 04/2022 Present
Greenville Financial Group, Llc Wilmington DE 07/2020 04/2022
  • 11/2017 → 06/2020
    Securian Financial Services Inc
    St Paul, MN
  • 11/2017 → 06/2020
    Minnesota Life Insurance Co
    St Paul, MN
  • 11/2017 → 06/2020
    Diamond State Financial Group
    Newark, DE
  • 07/2015 → 08/2018
    K2 Advisory Services Llc
    Wilmington, DE
  • 07/2020 → 04/2022
    Sagepoint Financial, Inc.
    Wilmington, DE
  • 04/2022 → Present
    Wilmington, DE
  • 07/2020 → 04/2022
    Greenville Financial Group, Llc
    Wilmington, DE
Previous Registrations
  • 2020-07-14 → 2022-04-29
    Osaic Services, Inc.
    Wilmington, DE
  • 2018-05-31 → 2020-07-02
    Securian Financial Services, Inc.
    Newark, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-25
  • S66 Uniform Combined State Law Examination
    2018-04-25

View on SEC IAPD

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