Alexander Nathan Knapp

Current Employers

Thomas J. Herzfeld Advisors, Inc.

119 Washington Avenue Suite 405, Miami Beach, FL 33139 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-22

FL RA
APPROVED

Since 2025-12-22

Branch Locations

New York, NY • United States

119 Washington Avenue Suite 405, Miami Beach, FL 33139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aviva Investors Americas Llc	New York	NY	08/2016	06/2018
Thomas J. Herzfeld Advisors, Inc.	Miami Beach	FL	07/2018	Present

08/2016 → 06/2018

Aviva Investors Americas Llc

New York, NY
07/2018 → Present

Thomas J. Herzfeld Advisors, Inc.

Miami Beach, FL

Previous Registrations

2017-01-09 → 2018-05-17

Aviva Investors Americas

New York, NY

Chicago, IL

New York, NY
2012-09-26 → 2016-08-23

Ballentine Partners

Waltham, MA

Other Businesses

Turn 2 Lending, LLC; It is investment related; 40 S. River Road, Suite 22, Bedford, NH 03110; Real estate investing (residential); LLC member; Activity commenced in 2014; Approximately 10 hours/month; 0 hours/month during trading hours; Work with my dad to find and invest in real estate.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-09-24

S65 Uniform Investment Adviser Law Examination

2012-09-24

Designations

Other Names

Alex Knapp

View on SEC IAPD