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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-23 |
| SC | RA | APPROVED | 2021-07-09 |
Branch Locations
1156 Bowman Rd Suite 219, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | Charleston | SC | 09/2016 | 06/2021 |
| Mml Investors Services, Llc | Charleston | SC | 09/2016 | 06/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2021 | Present |
1) ALVIN M LOWRY JR, 2804 CAITLINS WAY MT PLEASANT SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/2021, INV REL, 12 HR/MO 12/TRADING HR 2) MILITARY MAGNET FOUNDATION, 2950 CARNER AVE CHARLESTON SC, BOARD MEMBER OF 501C3, FOUNDATION BOARD MEMBER, 01/2018, NIR, 10 HR/MO 0/TRADING HR 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 07/9/21 IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 4) VFW POST 3137, ISLE OF PALMS SC, 05/2022, POST TRUSTEE, MONITOR OPERATIONS/ACTIVITIES OF THE ORGANIZATION, NON-PROFIT ORGANIZATION FOR THE BENEFIT OF VETERANS, NIR, 20 HR/MO 0 HR/MO TRADING 5) TAG ADVISORS, 4801 COX RD SUITE 102 GLEN ALLEN VA 23060, 08/2023, W2 Employee, Employee (receive a W-2), INV REL, 160 HR/MO 160 HR/MO TRADING 6) VFW POST 3137, 1004 OCEAN BLVD ISLE OF PALMS SC, 06/2024, SENIOR VICE COMMANDER, VETERANS ORGANIZATION, NIR, 20 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-05 |
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