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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-09
  • CA RA
    APPROVED
    Since 2025-12-09

Branch Locations

1901 Camino Vida Roble Ste 115, Carlsbad, CA 92008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avant-Garde Health Llc San Diego CA 11/2011 05/2020
California Home Finance San Diego CA 08/2020 04/2022
Hyatt Vacation Club Escondido CA 04/2022 08/2023
Success Lending Schaumburg IL 04/2022 11/2022
Exp Realty San Ramon CA 04/2022 08/2023
Best Health Benefits Irvine CA 08/2023 08/2024
Domino's Pizza Escondido CA 06/2023 11/2023
Lyft San Francisco CA 05/2024 05/2025
Jack Schroeder And Associates Long Beach CA 03/2024 09/2025
Uber San Francisco CA 07/2016 Present
Secure Investment Management Llc Tucson AZ 09/2024 08/2025
Homes.cOm San Diego CA 05/2018 12/2018
Mitchell 1 Poway CA 03/2019 06/2019
Dreams Business Resources San Diego CA 04/2019 11/2025
Workiz San Diego CA 12/2019 02/2020
Venture Magazine Carlsbad CA 03/2020 04/2020
180 Solar Power Escondido CA 01/2024 02/2024
Powur Solar Carlsbad CA 09/2022 01/2023
Public Authority In-Home Support Services San Diego County Carlsbad CA 05/2024 Present
Arch Fms Carlsbad CA 08/2025 Present
Healthcare Solutions Team San Marcos CA 04/2024 09/2025
Luke Dix Insurance Agency Carlsbad CA 08/2025 Present
State Farm Vp Management Corp Carlsbad CA 12/2025 Present
State Farm Investment Management Corp Carlsbad CA 12/2025 Present
Jesse Dix Insurance Agency Carlsbad CA 10/2025 Present
Lisa Trapp Insurance Agency Encinitas CA 11/2025 Present
  • 11/2011 → 05/2020
    Avant-Garde Health Llc
    San Diego, CA
  • 08/2020 → 04/2022
    California Home Finance
    San Diego, CA
  • 04/2022 → 08/2023
    Hyatt Vacation Club
    Escondido, CA
  • 04/2022 → 11/2022
    Success Lending
    Schaumburg, IL
  • 04/2022 → 08/2023
    Exp Realty
    San Ramon, CA
  • 08/2023 → 08/2024
    Best Health Benefits
    Irvine, CA
  • 06/2023 → 11/2023
    Domino's Pizza
    Escondido, CA
  • 05/2024 → 05/2025
    Lyft
    San Francisco, CA
  • 03/2024 → 09/2025
    Jack Schroeder And Associates
    Long Beach, CA
  • 07/2016 → Present
    Uber
    San Francisco, CA
  • 09/2024 → 08/2025
    Tucson, AZ
  • 05/2018 → 12/2018
    Homes.cOm
    San Diego, CA
  • 03/2019 → 06/2019
    Mitchell 1
    Poway, CA
  • 04/2019 → 11/2025
    Dreams Business Resources
    San Diego, CA
  • 12/2019 → 02/2020
    Workiz
    San Diego, CA
  • 03/2020 → 04/2020
    Venture Magazine
    Carlsbad, CA
  • 01/2024 → 02/2024
    180 Solar Power
    Escondido, CA
  • 09/2022 → 01/2023
    Powur Solar
    Carlsbad, CA
  • 05/2024 → Present
    Public Authority In-Home Support Services San Diego County
    Carlsbad, CA
  • 08/2025 → Present
    Arch Fms
    Carlsbad, CA
  • 04/2024 → 09/2025
    Healthcare Solutions Team
    San Marcos, CA
  • 08/2025 → Present
    Luke Dix Insurance Agency
    Carlsbad, CA
  • 12/2025 → Present
    State Farm Vp Management Corp
    Carlsbad, CA
  • 12/2025 → Present
    Carlsbad, CA
  • 10/2025 → Present
    Jesse Dix Insurance Agency
    Carlsbad, CA
  • 11/2025 → Present
    Lisa Trapp Insurance Agency
    Encinitas, CA
Previous Registrations
Other Businesses

1) Uber; non-investment related; 1725 3rd St San Francisco CA 94158; service industry; other; 09/01/2015; 40; 0; Transporting food, packages, occasionally pets. 2) Public Authority In-Home Support Services San Diego County; non-investment related; 401 Mile of Cars Way Suite 200 National City CA 91950; public service; employee; 05/14/2024; 60; 0; caregiver for adult son 3) Arch FMS; non-investment related; 732 Val Sereno Dr Encinitas CA 92069; public service; employee; 08/04/2025; 93; 0; caregiver for adult son 4) Luke Dix's Insurance Agency; Investment-related; 1901 Camino Vida Roble Ste 115 Carlsbad, CA 92008-6560; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 08/07/2025; 80; 80; Service customers 5) Jesse Dix's Insurance Agency; NON-Investment-related; 1901 Camino Vida Roble Ste 115 Carlsbad, CA 92008-6560; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 10/20/2025; 80; 80; Service customers 6) Lisa Trapp's Insurance Agency; NON-Investment-related; 1458 Encinitas Blvd Encinitas, CA 92024-29300; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 11/12/2025; 80; 80; Service customers

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-08-26
S65 Uniform Investment Adviser Law Examination 2025-05-16
  • S63 Uniform Securities Agent State Law Examination
    2025-08-26
  • S65 Uniform Investment Adviser Law Examination
    2025-05-16
Other Names
  • Enrique Romualdez Francia

View on SEC IAPD

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