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Mitchell Joseph Hickey

Oppenheimer & Co. Inc.

San Francisco, CA

Novato, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-01
  • CA RA
    APPROVED
    Since 2015-12-01

Branch Locations

580 California Street Suite 2300, San Francisco, CA 94104 • United States

Novato, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. San Francisco CA 07/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-01
S63 Uniform Securities Agent State Law Examination 2015-03-10
  • S65 Uniform Investment Adviser Law Examination
    2015-12-01
  • S63 Uniform Securities Agent State Law Examination
    2015-03-10
Designations

View on SEC IAPD

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