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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Knoxville | TN | 12/2012 | 11/2025 |
| Jim Lapinska | Knoxville | TN | 11/2013 | 11/2025 |
| Mark Pancratz | Knoxville | TN | 03/2021 | 11/2025 |
| Kevin S Proffitt | Knoxville | TN | 03/2021 | 11/2025 |
| Chad E Keaton | Knoxville | TN | 03/2021 | 11/2025 |
| Gregory Hewitt | Knoxville | TN | 06/2021 | 11/2025 |
| Daniel Ramsey | Knoxville | TN | 06/2021 | 11/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | 11/2025 |
| The Leaders Group Inc. Dba Simplicity Investments | Summit | NJ | 12/2025 | Present |
| Simplicity | Knoxville | TN | 11/2025 | Present |
1.) Simplicity - 12/10/25 - 220 West Jackson Avenue, #304, Knoxville, TN 37902 - Agent, Insurance & non-variable annuity sales, not Invt Rel, independent insurance agent, 120 hrs/mo; 120 hrs/mo (during trading hours). 2.) Knoxville's Community Development Corporation - 7/24/2018 - 901 N Broadway Knoxville, TN 37917 - Board Member, Review of KCDC Activity, not Invt Rel, Board of Housing Authority, 5 hrs/mo; 1 hr/mo (during trading hours). 3.) University of Tennessee, Knoxville Finance Department - 11/7/2022 - 916 Volunteer Blvd, Knoxville, TN 37916 - Adjunct Lecturer, Teaching, not invt Rel, University, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) TLG Advisors Inc - 1/28/26 - 475 Springfield Avenue, Summit, NJ 07901 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-11 |
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