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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-03-20
KY RA APPROVED 2025-11-05
  • IL RA
    APPROVED
    Since 2026-03-20
  • KY RA
    APPROVED
    Since 2025-11-05

Branch Locations

507 N. Mulberry Street, Elizabethtown, KY 42701 • United States

9300 Shelbyville Road Suite 320, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Wright Legacy Group Elizabethtown KY 05/2012 07/2024
J.W. Cole Advisors, Inc. Tampa FL 07/2024 10/2025
J.W. Cole Financial, Inc. Tampa FL 09/2025 10/2025
Park Avenue Securites Louisville KY 11/2025 Present
Guardian Life Insurance Company Louisville KY 11/2025 Present
Guardian Life Insurance Company Elizabethtown KY 11/2025 Present
Park Avenue Securites Elizabethtown KY 11/2025 Present
  • 05/2012 → 07/2024
    The Wright Legacy Group
    Elizabethtown, KY
  • 07/2024 → 10/2025
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 09/2025 → 10/2025
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2025 → Present
    Park Avenue Securites
    Louisville, KY
  • 11/2025 → Present
    Guardian Life Insurance Company
    Louisville, KY
  • 11/2025 → Present
    Guardian Life Insurance Company
    Elizabethtown, KY
  • 11/2025 → Present
    Park Avenue Securites
    Elizabethtown, KY
Previous Registrations
  • 2024-07-12 → 2025-10-20
    Tampa, FL
    Elizabethtown, KY
  • 2012-05-31 → 2024-07-12
    The Wright Legacy Group, Llc
    Elizabethtown, KY
Other Businesses

1. Wright Wealth LLC, Start Date: 2/6/2025, Nature: DBA, Address: 201 Marian Ct Elizabethtown, KY 42701, Duties: I use this to marketing for my role at PAS and Guardian, 0 total hours per month, Investment Related, 2. Computer Business Applications, Start Date: 5/1/2026, Nature: Bookkeeping and payroll, Address: 507 N Mulberry St Elizabethtown, KY 42701, Duties: Employee who will provide bookkeeping & payroll assistance for the company owner, 40 total hours per month; 25 during securities trading hours, Non-Investment Related, 3. Insurance products outside of Guardian, Start Date: 9/1/2026, Nature: Insurance sales, Address: 507 N Mulberry St Elizabethtown, KY 42701, Duties: Independent Contractor selling insurance other than Guardian, 8 total hours per month; 8 during securities trading hours, Investment Related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-10-09
S65 Uniform Investment Adviser Law Examination 2012-04-17
  • S63 Uniform Securities Agent State Law Examination
    2025-10-09
  • S65 Uniform Investment Adviser Law Examination
    2012-04-17
Other Names
  • Austin Stephen Wright

View on SEC IAPD

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