Daniel A Garcia

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-08-23

CA RA
APPROVED

Since 2018-08-23

Branch Locations

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

5300 Via Adela, Yorba Linda, CA 92886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Santa Ana	CA	12/2015	02/2017
Edward Jones	St. Louis	MO	03/2017	06/2018
Voya Financial Advisors	Yorba Linda	CA	08/2018	Present

12/2015 → 02/2017

Bank Of America, N.A.

Santa Ana, CA
03/2017 → 06/2018

Edward Jones

St. Louis, MO
08/2018 → Present

Voya Financial Advisors

Yorba Linda, CA

Previous Registrations

2017-03-20 → 2018-06-01

Edward Jones

Yorba Linda, CA

St Louis, MO

Yorba Linda, CA

Orange, CA
2012-09-12 → 2017-02-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brea, CA

Santa Ana, CA

Santa Ana, CA

Other Businesses

NAME OF ENTITY:Securities Industry and Financial Markets Association; No; 5300 Via Adela; Yorba Linda; CA; 92886; Presenting to schools that are teaching financial literacy; Investment Advisor Representative; 11/9/2022; 4; 4; present FINRA approved powerpoints in conjunction with teachers study plan.|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-10

S66 Uniform Combined State Law Examination

2012-09-10

Other Names

Daniel Anthony Garcia

View on SEC IAPD