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Michael B Gallagher

Ubs Financial Services Inc.

Jacksonville, FL

Jacksonville, FL

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-10
  • FL RA
    APPROVED
    Since 2023-10-10

Branch Locations

Independent Square One Independent Dr. Suite 1700, Jacksonville, FL 32202 • United States

Jacksonville, FL • United States

1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/2012 10/2023
Bank Of America, N.A. Jacksonville FL 10/2017 10/2023
Ubs Financial Services Inc. Weehawken NJ 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-20
  • S66 Uniform Combined State Law Examination
    2014-08-20
Other Names
  • Michael Barnett Gallagher
  • Michael B Gallagher

View on SEC IAPD

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