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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-27
ND RA APPROVED 2025-03-24
WV RA APPROVED 2025-03-20
GA RA APPROVED 2025-03-19
LA RA APPROVED 2025-03-19
NM RA APPROVED 2025-03-19
SD RA APPROVED 2025-03-19
AL RA APPROVED 2025-03-18
AK RA APPROVED 2025-03-18
AR RA APPROVED 2025-03-18
CA RA APPROVED 2025-03-18
CO RA APPROVED 2025-03-18
CT RA APPROVED 2025-03-18
DE RA APPROVED 2025-03-18
HI RA APPROVED 2025-03-18
ID RA APPROVED 2025-03-18
IL RA APPROVED 2025-03-18
IN RA APPROVED 2025-03-18
IA RA APPROVED 2025-03-18
KS RA APPROVED 2025-03-18
KY RA APPROVED 2025-03-18
ME RA APPROVED 2025-03-18
MD RA APPROVED 2025-03-18
MI RA APPROVED 2025-03-18
MN RA APPROVED 2025-03-18
MS RA APPROVED 2025-03-18
MO RA APPROVED 2025-03-18
MT RA APPROVED 2025-03-18
NE RA APPROVED 2025-03-18
NV RA APPROVED 2025-03-18
NH RA APPROVED 2025-03-18
NJ RA APPROVED 2025-03-18
NY RA APPROVED 2025-03-18
NC RA APPROVED 2025-03-18
OH RA APPROVED 2025-03-18
OK RA APPROVED 2025-03-18
OR RA APPROVED 2025-03-18
PA RA APPROVED 2025-03-18
PR RA APPROVED 2025-03-18
RI RA APPROVED 2025-03-18
SC RA APPROVED 2025-03-18
UT RA APPROVED 2025-03-18
VT RA APPROVED 2025-03-18
VA RA APPROVED 2025-03-18
WA RA APPROVED 2025-03-18
WI RA APPROVED 2025-03-18
WY RA APPROVED 2025-03-18
FL RA APPROVED 2025-01-21
TX RA APPROVED 2025-01-17
  • AZ RA
    APPROVED
    Since 2025-03-27
  • ND RA
    APPROVED
    Since 2025-03-24
  • WV RA
    APPROVED
    Since 2025-03-20
  • GA RA
    APPROVED
    Since 2025-03-19
  • LA RA
    APPROVED
    Since 2025-03-19
  • NM RA
    APPROVED
    Since 2025-03-19
  • SD RA
    APPROVED
    Since 2025-03-19
  • AL RA
    APPROVED
    Since 2025-03-18
  • AK RA
    APPROVED
    Since 2025-03-18
  • AR RA
    APPROVED
    Since 2025-03-18
  • CA RA
    APPROVED
    Since 2025-03-18
  • CO RA
    APPROVED
    Since 2025-03-18
  • CT RA
    APPROVED
    Since 2025-03-18
  • DE RA
    APPROVED
    Since 2025-03-18
  • HI RA
    APPROVED
    Since 2025-03-18
  • ID RA
    APPROVED
    Since 2025-03-18
  • IL RA
    APPROVED
    Since 2025-03-18
  • IN RA
    APPROVED
    Since 2025-03-18
  • IA RA
    APPROVED
    Since 2025-03-18
  • KS RA
    APPROVED
    Since 2025-03-18
  • KY RA
    APPROVED
    Since 2025-03-18
  • ME RA
    APPROVED
    Since 2025-03-18
  • MD RA
    APPROVED
    Since 2025-03-18
  • MI RA
    APPROVED
    Since 2025-03-18
  • MN RA
    APPROVED
    Since 2025-03-18
  • MS RA
    APPROVED
    Since 2025-03-18
  • MO RA
    APPROVED
    Since 2025-03-18
  • MT RA
    APPROVED
    Since 2025-03-18
  • NE RA
    APPROVED
    Since 2025-03-18
  • NV RA
    APPROVED
    Since 2025-03-18
  • NH RA
    APPROVED
    Since 2025-03-18
  • NJ RA
    APPROVED
    Since 2025-03-18
  • NY RA
    APPROVED
    Since 2025-03-18
  • NC RA
    APPROVED
    Since 2025-03-18
  • OH RA
    APPROVED
    Since 2025-03-18
  • OK RA
    APPROVED
    Since 2025-03-18
  • OR RA
    APPROVED
    Since 2025-03-18
  • PA RA
    APPROVED
    Since 2025-03-18
  • PR RA
    APPROVED
    Since 2025-03-18
  • RI RA
    APPROVED
    Since 2025-03-18
  • SC RA
    APPROVED
    Since 2025-03-18
  • UT RA
    APPROVED
    Since 2025-03-18
  • VT RA
    APPROVED
    Since 2025-03-18
  • VA RA
    APPROVED
    Since 2025-03-18
  • WA RA
    APPROVED
    Since 2025-03-18
  • WI RA
    APPROVED
    Since 2025-03-18
  • WY RA
    APPROVED
    Since 2025-03-18
  • FL RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED
    Since 2025-01-17

Branch Locations

4501 Tamiami Trl N, Naples, FL 34103 • United States

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-07
  • TX RA
    APPROVED
    Since 2025-03-07

Branch Locations

4501 Tamiami Trl N, Naples, FL 34103 • United States

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Naples FL 05/2015 01/2025
Citizens Bank Naples FL 01/2025 Present
Citizens Securities, Inc. Naples FL 01/2025 Present
Citizens Private Wealth Naples FL 01/2025 Present
Previous Registrations
Other Businesses

Barron Collier Lacrosse Coach: Junior Varsity Coach Non-Profit Responsibilities: Coaching High School boys Lacrosse Monthly Compensation: $500 Date of Initial Involvement: 01/21/2025 Approx amount of time/ month: 30-35 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-24
  • S66 Uniform Combined State Law Examination
    2012-07-24
Designations

View on SEC IAPD

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