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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-29 |
Branch Locations
1600 East Beltline Ne Suite 212, Grand Rapids, MI 49525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Grand Rapids | MI | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Riley Planning & Investments | Grand Rapids | MI | 11/2021 | Present |
| Riley Jp Group Llc | Lowell | MI | 12/2021 | 07/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: RILEY PLANNING & INVESTMENTS ; INVESTMENT RELATED: YES; ADDRESS: 1600 EAST BELTLINE NE SUITE 212 GRAND RAPIDS, MI 49525 ; NATURE OF BUSINESS: FINANCIAL & INSURANCE SERVICES ; START DATE: 11/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND INSURANCE SERVICES ; 3. NAME OF OTHER BUSINESS: VAN ANDEL INSTITUTE; INVESTMENT RELATED: NO; ADDRESS: 333 BOSTWICK AVE NE, GRAND RAPIDS, MI 49503; NATURE OF BUSINESS: BOARD; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: J BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND LUNCH AND LEARNS, SPREAD WORD ABOUT WHAT INSTITUTE DOES FOR COMMUNITY SOLICIT AUCTION ITEMS FOR CHARITY EVENTS; 4. NAME OF OTHER BUSINESS: JPH EMPLOYEES LLC; INVESTMENT RELATED: NO; ADDRESS: 1600 EAST BELTLINE AVE NE SUITE 114 GRAND RAPIDS, MI 49525; NATURE OF BUSINESS: OFFICE EMPLOYEE MANAGEMENT; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGE OFFICE EMPLOYEES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-24 |
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