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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-03
NJ RA APPROVED 2018-09-04
  • NY RA
    APPROVED
    Since 2024-05-03
  • NJ RA
    APPROVED
    Since 2018-09-04

Branch Locations

New York, NY • United States

55 William Street, Wellesley, MA 02481 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 06/2017 08/2017
Ubs Financial Services Inc. Wellesley MA 05/2018 07/2018
University Of Massachusetts, Amherst Amherst MA 09/2014 05/2018
South Shore Integrated Health Hanover MA 06/2016 07/2018
Ubs Financial Services Inc. Weehawken NJ 08/2018 Present
Other Businesses

1. Lauren's Etsy Account, Proprietor / owner, start date-3/1/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04
Other Names
  • Lauren Humphreys

View on SEC IAPD

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