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8350 Broad St Suite 240, Mclean, VA 22102-5150 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors Inc | Houston | TX | 03/2015 | 04/2018 |
| Invesco Advisers Inc | Atlanta | GA | 03/2015 | 04/2018 |
| Edward Jones | St Louis | MO | 05/2018 | 10/2018 |
| Performance Trust Capital Partners | Chicago | IL | 11/2018 | 01/2025 |
| Performance Trust Asset Management | Chicago | IL | 11/2018 | 09/2025 |
| Alps Distributors Inc. | Denver | CO | 02/2025 | 09/2025 |
| Vest Finnancial, Llc | Mclean | VA | 10/2025 | Present |
| Vest Securities, Llc | Mclean | VA | 10/2025 | Present |
1) VEST FINANCIAL, LLC - VICE PRESIDENT OF SALES; MCLEAN, VA BASED INVESTMENT ADVISER; ROLE IS THAT OF SALES AND MARKETING; DEVTOES APPROXIMATELY 160 HOURS/MONTH TO ACTIVITY, WITH THE MAJORITY OF TRADING HOURS/MONTH DEVOTED TO ACTIVITY; INVESTMENT-RELATED BUSINESS; STARTED OCTOBER 2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-05 |
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