Karen R Darby

Current Employers

Employment History

• 07/2015 → 12/2020
  Massmutual
  Kingston, PA
• 11/2015 → 12/2020
  Mml Investors Services
  Kingston, PA
• 01/2021 → Present
  Lpl Financial Llc
  Wilkes Barre, PA
• 01/2021 → Present
  Jacobi Capital Management, Llc
  Wilkes Barre, PA

Previous Registrations

• 2017-01-27 → 2020-12-23
  Mml Investors Services, Llc
  Kingston, PA

Other Businesses

1. 1/12/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 04/04/2021 - 68 Hours Per Month During Securities Trading - Time Spent 40% - Selling whole life, term life, universal life, LTC, disability, fixed annuities, group life. 2. 1/14/2021 - Jacobi Capital Management, LLC - DBA: (Hybrid) Jacobi Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 01/04/2021 - 85 Hours Per Month/85 Hours During Securities Trading - Time Spent 50%. 3. 1/14/2021 - Jacobi Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 01/04/2021 - 85 Hours Per Month/88 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Jacobi Capital Management, LLC, an independent investment advisor firm. I started this business activity in 01/2021. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/15/2021 - MassMutual Eastern Pennsylvania - Investment Related - 220 Gibraltar Rd Suite 350, Horsham, PA 19044 - Non-Variable Insurance - Started 04/08/2021 - 20 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-05
• S63 Uniform Securities Agent State Law Examination
  2016-01-05

Other Names

• Karen Robin Darby
• Karen Robin Lugiano
• Karen R Lugiano