Samuel R. Williams

Current Employers

Employment History

• 09/2012 → 01/2018
  Northwestern Mutual Investment Services, Llc
  Richmond, VA
• 06/2012 → 01/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 03/2017 → 01/2018
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2018 → 02/2020
  Geneos Wealth Management Inc
  North Chesterfield, VA
• 01/2018 → 06/2021
  Cg Financial Services Of Virginia Llc
  North Chesterfield, VA
• 01/2018 → 06/2021
  Dfc Investment And Retirement Strategies
  North Chesterfield, VA
• 08/2021 → Present
  Forum Financial Management, Lp
  Lombard, IL
• 04/2018 → 03/2022
  Ohio National Financial Services
  Cincinnati, OH

Previous Registrations

• 2019-01-11 → 2021-08-17
  Cg Advisory Services
  Richmond, VA
  Williamston, MI

Other Businesses

1) Ash Brokerage; Investment related; 888 South Harrison Street, Suite 900, Fort Wayne, IN 46802; Insurance brokerage; Insurance agent; 10/2021; 10 hours/month devoted; 5 hours during securities trading hours; Insurance sales and services. 2) Trinity Episcopal School; Not investment-related; 3850 Pittaway Drive, Richmond, VA 23235; Private school; Board Trustee; 5/2021; Less than 5 hours/month devoted; 0 hours during securities trading hours; Serves on Board of Trustees, which includes providing opinions and vote on issues relevant to the school. 3) Abbey Road Wealth LLC; 14321 Winter Breeze Drive, Midlothian, VA 23113; Single-member LLC created solely to receive pass-through income from another entity; Owner and Sole Member; 3/2025; Less than 5 hours/month devoted; 0 hours during securities trading hours; Deposit checks, write distribution checks and schedule ACH distributions to other accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-01-11
• S63 Uniform Securities Agent State Law Examination
  2013-07-13

Other Names

• Samuel R Williams