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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-18
CT RA APPROVED 2022-08-16
  • TX RA
    APPROVED
    Since 2022-08-18
  • CT RA
    APPROVED
    Since 2022-08-16

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Boston MA 09/1987 06/2021
Citizens Securities, Inc. Lexington MA 09/2021 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington MA 08/2022 Present
Previous Registrations
  • 2021-09-29 → 2022-05-09
    Woburn, MA
    Lexington, MA
  • 2019-02-14 → 2021-07-09
    Fidelity Personal And Workplace Advisors
    Framingham, MA
  • 2004-11-22 → 2014-12-31
    Burlington, MA
    Smithfield, RI
    Burlington, MA
Other Businesses

I am a NOTARY PUBLIC and conduct this service as part of my normal business. I do not receive any sort of compensation outside of your normal role for this service. I do not provide this service beyond my role at Bank of America, Merrill Lynch.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-11
S63 Uniform Securities Agent State Law Examination 2000-11-10
  • S66 Uniform Combined State Law Examination
    2018-12-11
  • S63 Uniform Securities Agent State Law Examination
    2000-11-10
Other Names
  • Amy Lynch
  • Amy Lynch Gordon

View on SEC IAPD

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