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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
12425 28Th St. N. Suite 300, St. Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Securities (Usa) Llc | New York | NY | 06/2013 | 12/2016 |
| Pruco Securities, Llc. | Tampa | FL | 06/2020 | 11/2024 |
| Bridgewater Associates | Westport | CT | 03/2017 | 12/2019 |
| Unemployed | New York | NY | 12/2016 | 03/2017 |
| Unemployed | South Pasadena | FL | 12/2019 | 06/2020 |
| Prudential Insurance Company Of America | Tampa | FL | 09/2020 | Present |
| Lpl Enterprise, Llc | Tampa | FL | 11/2024 | Present |
1. 05/01/2025 - C3 Capital Inc - Business Entity For Tax/Investment Purposes Only - Largo, FL - NOT INV REL - Start Date 12/30/2019 - 2hrs/mth 2. 05/20/2025 - Owl Partners LLC - Business Owner - Water Mill, NY - INV REL - Start Date 05/02/2016 - 0hrs/mth 3. 05/22/2026 - Swyft LLC - Business Owner - Not Investment Related - Largo, FL - Start Date 05/01/2022 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-20 |
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