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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2022-06-23 |
| TX | RA | APPROVED_RES | 2022-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Evansville | IN | 10/2013 | 04/2017 |
| Nylife Securities Llc | Evansville | IN | 10/2013 | 04/2017 |
| Regions Bank | Evansville | IN | 04/2017 | 02/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 04/2017 | 01/2018 |
| Cetera Investment Advisers Llc | Evansville | IN | 06/2017 | 01/2018 |
| Mass Mutual Life Ins Co | Evansville | IN | 01/2018 | 07/2019 |
| Mml Investors Services | Evansville | IN | 01/2018 | 03/2019 |
| Merrill Lynch | Evansville | IN | 08/2019 | 11/2020 |
| Fed Ex | Evansville | IN | 02/2019 | 05/2019 |
| Bank Of America Na | Evansville | IN | 08/2019 | 11/2020 |
| Fifth Third Securities | Evansville | IN | 11/2020 | 05/2022 |
| Fifth Third Bank | Evansville | IN | 11/2020 | 05/2022 |
| Edward Jones | St Louis | MO | 05/2022 | Present |
4 Horseman LLC Type of business: Real Estate Investment Company Evansville, IN Start date: 1/1/2022 Vice President Hours per week: 1 Hours during trading: 0 To purchase properties fix them and sell them. Urban Oaks Type of business: Custom Furniture Evansville, IN Start date: 8/1/2019 Wood Worker Hours per week: 10 Hours during trading: 0 Making custom furniture.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-12 |
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