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Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-03-04
  • WI RA
    APPROVED
    Since 2024-03-04

Branch Locations

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Life Insurance Company Appleton WI 12/2023 Present
Thrivent Financial Appleton WI 07/2002 12/2023
Thrivent Distributors Llc Appleton WI 11/2015 07/2017
Thrivent Investment Management Inc Appleton WI 07/2017 12/2023
Transamerica Investors Securities Corporation Appleton WI 12/2023 Present
  • 12/2023 → Present
    Transamerica Life Insurance Company
    Appleton, WI
  • 07/2002 → 12/2023
    Thrivent Financial
    Appleton, WI
  • 11/2015 → 07/2017
    Thrivent Distributors Llc
    Appleton, WI
  • 07/2017 → 12/2023
    Thrivent Investment Management Inc
    Appleton, WI
  • 12/2023 → Present
    Transamerica Investors Securities Corporation
    Appleton, WI
Other Businesses

PMI POSITION: Usher Supervisor NATURE: Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2000 ADDRESS: 1901 S Oneida St, Ashwaubenon WI 54304, United States DESCRIPTION: I am an usher supervisor at Green Bay Packer Games and events

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2000-06-14
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2000-06-14

View on SEC IAPD

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