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6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Life Insurance Company | Appleton | WI | 12/2023 | Present |
| Thrivent Financial | Appleton | WI | 07/2002 | 12/2023 |
| Thrivent Distributors Llc | Appleton | WI | 11/2015 | 07/2017 |
| Thrivent Investment Management Inc | Appleton | WI | 07/2017 | 12/2023 |
| Transamerica Investors Securities Corporation | Appleton | WI | 12/2023 | Present |
PMI POSITION: Usher Supervisor NATURE: Entertainment INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2000 ADDRESS: 1901 S Oneida St, Ashwaubenon WI 54304, United States DESCRIPTION: I am an usher supervisor at Green Bay Packer Games and events
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-14 |
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