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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA TEMPREG 2026-08-31
  • AL RA
    TEMPREG
    Since 2026-08-31

Branch Locations

21 West 1-65 Service Road North, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 07/2014 06/2018
Bbva Securities Inc. Mobile AL 08/2014 06/2018
Bbva Wealth Solutions Inc. Mobile AL 08/2014 06/2018
Bbva Compass Insurance Agency, Inc. Austin TX 07/2014 06/2018
Brookshire Development Company Spanish Fort AL 07/2008 11/2022
Wells Fargo Clearing Services, Llc Pensacola FL 06/2018 04/2019
Valic Financial Advisors Houston TX 04/2019 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mobile AL 11/2022 08/2026
Bank Of America, N.A. Mobile AL 01/2023 08/2026
Raymond James & Associates, Inc. Mobile AL 08/2026 Present
  • 07/2014 → 06/2018
    Compass Bank
    Birmingham, AL
  • 08/2014 → 06/2018
    Bbva Securities Inc.
    Mobile, AL
  • 08/2014 → 06/2018
    Bbva Wealth Solutions Inc.
    Mobile, AL
  • 07/2014 → 06/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 07/2008 → 11/2022
    Brookshire Development Company
    Spanish Fort, AL
  • 06/2018 → 04/2019
    Pensacola, FL
  • 04/2019 → 11/2022
    Valic Financial Advisors
    Houston, TX
  • 11/2022 → 08/2026
    Mobile, AL
  • 01/2023 → 08/2026
    Bank Of America, N.A.
    Mobile, AL
  • 08/2026 → Present
    Mobile, AL
Previous Registrations
Other Businesses

BROOKSHIRE DEVELOPMENT COMPANY INC., INV REALTED, SPANISH FORT, AL, 100% OWNERSHIP, START 7/1/2008, 5 HOURS PER MONTH, ZERO DURING TRADING, REAL ESTATE INVESTMENTS. POA Herbert C Walker. 11791 Alder Dr, Spanish Fort, AL 36527. Start Date: 07/24/2019. Not investment related. No time spent on outside business. Durable POA for Herbert C Walker who is my father to conduct business on his behalf if needed. I*: 2974277 Entity Type: Charitable Name of OBA: Daphne Spanish Fort AL Rotary Address: Daphne, AL 36526 Investment Related: No Position, Title, Association: Secretary Employee Start Date: 11/3/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Secretary, I have included info provided to me regarding this role

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-15
  • S66 Uniform Combined State Law Examination
    2012-08-15
Designations
Other Names
  • David Walker
  • David B Walker

View on SEC IAPD

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