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5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-24 |
Branch Locations
5 Apollo Road, Suite 100, Plymouth Meeting, PA 19462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Beverly Hills | CA | 09/2016 | 08/2017 |
| Northwestern Mutual Investment Services, Llc | Los Angeles | CA | 08/2017 | 02/2018 |
| Michael Waxberg | Los Angeles | CA | 07/2017 | 02/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2017 | 02/2018 |
| Oakwood Capital Management Llc | Los Angeles | CA | 04/2018 | 11/2019 |
| Legacy Advisors, Llc | Plymouth Meeting | PA | 01/2020 | Present |
| Legacy Advisors, Llc | Plymouth Meeting | PA | 01/2020 | Present |
| M Holdings Securities, Inc. | Portland | OR | 01/2020 | Present |
1) Legacy Advisors, LLC; 401 Plymouth Road, Suite 150, Plymouth Meeting, PA 19462; 01/06/2020; Client Advisor; Provide investment and financial planning advice/services to clients; Investment Related; 200 hours/month; 200 hours/month during business hours; Wages/Salary/Tips. 2) Legacy Advisors; 5 Apollo Rd Plymouth Meeting, PA 19462; Member Firm Affiliation; Investment Related; Client Advisor; Financial Advisor to clients; 01/06/2020; 160 hours per month; 160 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-17 |
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