Kevin Charles Mccarthy

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-03-06

FL RA
APPROVED

Since 2013-03-06

Branch Locations

Ormond Beach, FL • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mccarthy Insurance And Financial Services, Inc	Ormond Beach	FL	01/2002	Present
Safe Harbor Financial Advisers	Daytona Beach	FL	02/2010	Present

01/2002 → Present

Mccarthy Insurance And Financial Services, Inc

Ormond Beach, FL
02/2010 → Present

Safe Harbor Financial Advisers

Daytona Beach, FL

Previous Registrations

2010-05-26 → 2012-12-31

Madison Avenue Securities, Llc

San Diego, CA

Daytona Beach, FL
2007-07-26 → 2010-05-04

Ameritas Investment Company, Llc

Ormond Beach, FL

Daytona Beach, FL

Ormond Beach, FL

Daytona Beach, FL

Ormond Beach, FL

Lincoln, NE

Other Businesses

11/2013 SEASONAL TAX RETURN PREPARATION SERVICES APPROX 6 HOURS PER MONTH. NON-INVESTMENT RELATED. 01/2002 OWNER MCCARTHY INSURANCE AND FINANCIAL SERVICES INC DBA SAFE HARBOR FINANCIAL ADVISERS. SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES. 50% OF TIME. NON INVESTMENT RELATED. FROM 1162 PELICAN BAY DRIVE, DAYTONA BEACH FL 32119.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-05-23
S65	Uniform Investment Adviser Law Examination	2005-11-29

S63 Uniform Securities Agent State Law Examination

2012-05-23
S65 Uniform Investment Adviser Law Examination

2005-11-29

View on SEC IAPD