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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-24
  • TX RA
    APPROVED
    Since 2012-10-24

Branch Locations

1608 Airport Fwy, Bedford, TX 76022 • United States

Bedford, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hurst TX 08/2012 03/2020
Ameriprise Financial Services, Llc Bedford TX 03/2020 Present
Other Businesses

Business Ownership; D&B Rainwater, LLC; Owner; Manage Ameriprise Business; 1716 Berwichshire, , Bedford, TX, 76021; Investment-Related; 06/03/2014; 60 hours per month; 60 during trading hours. Board of Directors; Mid Cities Care Corp / Serving Our Seniors; Board Member; 3401 Booth Calloway Rd, , Richland Hills, TX, 76118; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; D&B Rainwater, LLC; Owner; Manage advisory business; 1716 Berwichshire, , Bedford, TX, 76021; Investment-Related; 06/03/2014; 1 to 9 hours per month; 60 during trading hours. Other Business Activities; Author; Write a Christian self-help book and sell it; home address, ,; ; 10/14/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-23
  • S66 Uniform Combined State Law Examination
    2012-10-23

View on SEC IAPD

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