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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-15 |
| CA | RA | APPROVED | 2023-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | La Jolla | CA | 02/2016 | 02/2017 |
| Commonwealth Financial Network | San Diego | CA | 02/2017 | 09/2018 |
| Lpl Financial Llc | San Diego | CA | 08/2013 | 04/2023 |
| Independent Capital Management | San Diego | CA | 07/2018 | 08/2018 |
| Aston Carter | San Diego | CA | 09/2018 | 01/2019 |
| Edward Jones | St Louis | MO | 05/2023 | Present |
1. 10/8/2018 - No Business Name - Investment Related - 9250 Dunbarton Rd, Santee, CA 92071 - Real Estate Rental - Start Date:09/01/2018.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-12 |
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