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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-01-02
  • CA RA
    APPROVED
    Since 2014-01-02

Branch Locations

Suite 430, 2000 Argentia Road, Plaza 1, Mississauga, Ontario L5N 1P7 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Ltd Mississauga, Ontario 10/2011 Present
Raymond James (Usa) Ltd Mississauga, Ontario 05/2012 Present
  • 10/2011 → Present
    Raymond James Ltd
    Mississauga, Ontario
  • 05/2012 → Present
    Mississauga, Ontario
Other Businesses

(1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. VIKAS SAIDA IS LOCATED AT SUITE 430, 2000 ARGENTIA ROAD, PLAZA 1, MISSISSAUGA, ONTARIO CANADA L5N 1P7 AND HAS BEEN EMPLOYED SINCE OCTOBER 28 2011. HE IS A FULL TIME AGENT AND HIS TITLE WITH RJL IS "FINANCIAL ADVISOR". HE DEVOTES 120 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. (2) RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. VIKAS SAIDA IS LOCATED AT SUITE 430, 2000 ARGENTIA ROAD, PLAZA 1, MISSISSAUGA, ONTARIO CANADA L5N 1P7 AND HAS BEEN LICENSED WITH RJFP SINCE OCTOBER 28, 2011. HE IS A FULL-TIME AGENT. HE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HIS JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. (3) PLOLAKS WEALTH INC. IS INVESTMENT-RELATED AND IS LOCATED AT SUITE 430, 2000 ARGENTIA ROAD, PLAZA 1, MISSISSAUGA, ONTARIO CANADA L5N 1P7. THIS ENTITY HOLDS A CORPORATE LIFE INSURANCE LICENSE AND MY POSITION/TITLE IS OWNER/DIRECTOR. THE START DATE OF THE BUSINESS WAS DECEMBER 6, 2013. I DEVOTE 5 HOURS A MONTH TO THIS OTHER BUSINESS NONE DURING TRADING HOURS. MY DUTIES ARE BALANCING COMMISSIONS PAID.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-26
  • S66 Uniform Combined State Law Examination
    2013-11-26

View on SEC IAPD

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