Arthur Michaels

Voya Investment Management Co. LLC

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Current Employers

Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2020-08-13
ID	RA	APPROVED	2020-08-12
UT	RA	APPROVED	2020-08-12
CO	RA	APPROVED	2020-04-01
AR	RA	APPROVED	2019-06-11
KS	RA	APPROVED	2019-06-11
MO	RA	APPROVED	2019-06-11
NE	RA	APPROVED	2019-06-11
ND	RA	APPROVED	2019-06-05
AZ	RA	APPROVED	2019-06-03
NM	RA	APPROVED	2019-06-03
DC	RA	APPROVED	2019-05-31
GA	RA	APPROVED	2019-05-31
AK	RA	APPROVED	2019-05-30
DE	RA	APPROVED	2019-05-30
IL	RA	APPROVED	2019-05-30
IN	RA	APPROVED	2019-05-30
KY	RA	APPROVED	2019-05-30
LA	RA	APPROVED	2019-05-30
ME	RA	APPROVED	2019-05-30
OK	RA	APPROVED	2019-05-30
RI	RA	APPROVED	2019-05-30
SC	RA	APPROVED	2019-05-30
TX	RA	APPROVED	2019-05-30
VA	RA	APPROVED	2019-05-30

MT RA
APPROVED

Since 2020-08-13
ID RA
APPROVED

Since 2020-08-12
UT RA
APPROVED

Since 2020-08-12
CO RA
APPROVED

Since 2020-04-01
AR RA
APPROVED

Since 2019-06-11
KS RA
APPROVED

Since 2019-06-11
MO RA
APPROVED

Since 2019-06-11
NE RA
APPROVED

Since 2019-06-11
ND RA
APPROVED

Since 2019-06-05
AZ RA
APPROVED

Since 2019-06-03
NM RA
APPROVED

Since 2019-06-03
DC RA
APPROVED

Since 2019-05-31
GA RA
APPROVED

Since 2019-05-31
AK RA
APPROVED

Since 2019-05-30
DE RA
APPROVED

Since 2019-05-30
IL RA
APPROVED

Since 2019-05-30
IN RA
APPROVED

Since 2019-05-30
KY RA
APPROVED

Since 2019-05-30
LA RA
APPROVED

Since 2019-05-30
ME RA
APPROVED

Since 2019-05-30
OK RA
APPROVED

Since 2019-05-30
RI RA
APPROVED

Since 2019-05-30
SC RA
APPROVED

Since 2019-05-30
TX RA
APPROVED

Since 2019-05-30
VA RA
APPROVED

Since 2019-05-30

Branch Locations

Golden, CO • United States

200 Park Avenue, New York, NY 10166 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock	Atlanta	GA	01/2014	03/2019
John Hancock Distributors Llc	Atlanta	GA	03/2014	03/2019
Voya Investment Management	Altanta	GA	03/2019	Present
Voya Investments Distributor, Llc	Windsor	CT	03/2019	Present
Voya Investment Management Co. Llc	New York	NY	03/2019	Present

01/2014 → 03/2019

John Hancock

Atlanta, GA
03/2014 → 03/2019

John Hancock Distributors Llc

Atlanta, GA
03/2019 → Present

Voya Investment Management

Altanta, GA
03/2019 → Present

Voya Investments Distributor, Llc

Windsor, CT
03/2019 → Present

Voya Investment Management Co. Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-30
S63	Uniform Securities Agent State Law Examination	2014-01-27

S66 Uniform Combined State Law Examination

2019-05-30
S63 Uniform Securities Agent State Law Examination

2014-01-27

View on SEC IAPD

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