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Abraham Corey Dispennette

Ubs Financial Services Inc.

Brookfield, WI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-12
WI RA APPROVED 2026-08-12
  • TX RA
    APPROVED
    Since 2026-08-12
  • WI RA
    APPROVED
    Since 2026-08-12

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abe Dispennette Insurance Agency Los Alamos NM 01/2013 06/2018
Morgan Stanley Milwaukee WI 05/2021 08/2026
American Family Insurance Milwaukee WI 04/2018 05/2021
Morgan Stanley Private Bank, N.A New York NY 08/2021 08/2026
Ubs Financial Services Inc. Brookfield WI 08/2026 Present
Morgan Stanley Private Bank, N.A New York NY 08/2021 Present
  • 01/2013 → 06/2018
    Abe Dispennette Insurance Agency
    Los Alamos, NM
  • 05/2021 → 08/2026
    Milwaukee, WI
  • 04/2018 → 05/2021
    American Family Insurance
    Milwaukee, WI
  • 08/2021 → 08/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2026 → Present
    Brookfield, WI
  • 08/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

1. COT CAPITAL, LLC; NON INVESTMENT RELATED; 5910 W SUMAC AVE DENVER CO 80123; HOLDING COMPANY FOR FRANCHISE; 33% OWNER; 4/1/2015; 10H/RMO; 0HR/MO; LENDING/BORROWING ACTIVITIES, CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 2. F36 CO, LLC; NON INVESTMENT RELATED; 5910 W SUMAC AVE DENVER CO 80123; FRANCHISE SUBSIDIARY OF PREVIOUSLY REPORTED COT CAPTIAL, LLC; 33% OWNER; 04/13/2015; 0HR/MO; 0HR/MO; EQUITY OWNER OF THIS FRANCHISE. 3. *577912 - Wisconsin Army National Guard; Investment related-No; Madison, Wisconsin; Military Service; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2019; During business hours: 6; After business hours: 14; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 2012-07-05
  • S66 Uniform Combined State Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2012-07-05
Other Names
  • Abe Corey Dispennette
  • Abraham Corey Dispennette
  • Abraham C Dispennette

View on SEC IAPD

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