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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-12 |
| WI | RA | APPROVED | 2026-08-12 |
Branch Locations
17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abe Dispennette Insurance Agency | Los Alamos | NM | 01/2013 | 06/2018 |
| Morgan Stanley | Milwaukee | WI | 05/2021 | 08/2026 |
| American Family Insurance | Milwaukee | WI | 04/2018 | 05/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2021 | 08/2026 |
| Ubs Financial Services Inc. | Brookfield | WI | 08/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 08/2021 | Present |
1. COT CAPITAL, LLC; NON INVESTMENT RELATED; 5910 W SUMAC AVE DENVER CO 80123; HOLDING COMPANY FOR FRANCHISE; 33% OWNER; 4/1/2015; 10H/RMO; 0HR/MO; LENDING/BORROWING ACTIVITIES, CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 2. F36 CO, LLC; NON INVESTMENT RELATED; 5910 W SUMAC AVE DENVER CO 80123; FRANCHISE SUBSIDIARY OF PREVIOUSLY REPORTED COT CAPTIAL, LLC; 33% OWNER; 04/13/2015; 0HR/MO; 0HR/MO; EQUITY OWNER OF THIS FRANCHISE. 3. *577912 - Wisconsin Army National Guard; Investment related-No; Madison, Wisconsin; Military Service; Employee (proprietor, partner, officer, director, employee, trustee, agent); 12/2019; During business hours: 6; After business hours: 14; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-05 |
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