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Gladstone, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-03-19 |
| MO | RA | APPROVED | 2013-03-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 111Th Street Investments Llc Dba Main Street Investments | Kansas City | MO | 04/2014 | Present |
Prepare tax returns and represent tax clients before the IRS and/or state tax authorities. The business is conducted under the same name as the investment advisory business. The time dedicated is approximately five hours per week, none of which is during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-07 |
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