Best Investors
Account
Sign in
Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-03-22 |
Branch Locations
Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pittsburgh | PA | 05/2012 | Present |
| Hapanowicz & Assoc.FInancial Services, Inc.(H&A Wealth Advisors) | Pittsburgh | PA | 05/2015 | Present |
1. 05/01/2015 - Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - STARTED 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 2. 05/01/2015 - Hapanowicz & Associates Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - STARTED 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 03/09/2016 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz and Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - STARTED 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 4. 03/09/2016 - Hapanowicz & Associates Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - START DATE 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - TIME SPENT 100%. 5. 07/27/2017 - H&A Investment and Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2017 - 100 Hours Per Month During Securities Trading. 6. 3/28/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H&A Investment Management and Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/23/2018 - 150 Hours Per Month During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2018. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/28/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H & A Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/23/2018 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 12/20/2018 - H&A Investment and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2018 - 150 Hours Per Month/7 Hours During Securities Trading. 9. 2/1/2019 - Hapanowicz & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 45 Hours Per Month/45 Hours During Securities Trading. 10. 2/1/2019 - H&A Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 45 Hours Per Month/45 Hours During Securities Trading. 11. 2/17/2023 - C&Z Services LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 09/05/2022 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-29 |
Reach out to this advisor