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Christina Marie Simmonds

Hapanowicz Financial

Pittsburgh, PA

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Current Employers
Hapanowicz Financial

Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-03-22
  • PA RA
    APPROVED
    Since 2016-03-22

Branch Locations

Foster Plaza 6, 681 Andersen Drive Suite 100, Pittsburgh, PA 15220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pittsburgh PA 05/2012 Present
Hapanowicz & Assoc.FInancial Services, Inc.(H&A Wealth Advisors) Pittsburgh PA 05/2015 Present
  • 05/2012 → Present
    Lpl Financial Llc
    Pittsburgh, PA
  • 05/2015 → Present
    Hapanowicz & Assoc.FInancial Services, Inc.(H&A Wealth Advisors)
    Pittsburgh, PA
Other Businesses

1. 05/01/2015 - Hapanowicz & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - STARTED 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 2. 05/01/2015 - Hapanowicz & Associates Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - STARTED 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 03/09/2016 - Hapanowicz & Associates Financial Services, Inc. - DBA: Hapanowicz and Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - STARTED 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - 100% TIME SPENT. 4. 03/09/2016 - Hapanowicz & Associates Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - START DATE 04/26/2014 - 200 Hours Per Month/8 Hours During Securities Trading - TIME SPENT 100%. 5. 07/27/2017 - H&A Investment and Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2017 - 100 Hours Per Month During Securities Trading. 6. 3/28/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H&A Investment Management and Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/23/2018 - 150 Hours Per Month During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2018. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/28/2018 - Hapanowicz & Associates Financial Services, Inc. - DBA: H & A Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/23/2018 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Hapanowicz & Associates Financial Services, Inc., an independent investment advisor firm. I started this business activity in March 2018. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 12/20/2018 - H&A Investment and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2018 - 150 Hours Per Month/7 Hours During Securities Trading. 9. 2/1/2019 - Hapanowicz & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 45 Hours Per Month/45 Hours During Securities Trading. 10. 2/1/2019 - H&A Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2019 - 45 Hours Per Month/45 Hours During Securities Trading. 11. 2/17/2023 - C&Z Services LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 09/05/2022 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-29
  • S66 Uniform Combined State Law Examination
    2015-08-29
Other Names
  • Christina Marie Hapanowicz
  • Christina Hapanowicz
  • Christina Simmonds

View on SEC IAPD

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