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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-06-16 |
Branch Locations
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tricia Fiore Cpa, Llc | Westerly | RI | 01/2010 | Present |
| Avantax Investment Services, Inc. | Westerly | RI | 07/2014 | 06/2021 |
| Avantax Insurance Agency, Llc | Westerly | RI | 07/2014 | 06/2021 |
| Avantax Advisory Services | Westerly | RI | 10/2014 | 06/2021 |
| Integrity Alliance, Llc | Westerly | RI | 06/2021 | Present |
1) Fixed and Insurance Sales; Not investment-related; 56 Sherwood Drive, Westerly, RI 025891; Fixed and Insurance sales; Sole Proprietor; Started 1/1/2013; 20 hours per month, 10 during trading; Insurance and fixed sales. 2) Tricia Fiore, CPA, LLC; Not investment-related; 56 Sherwood Drive, Westerly, RI 025891; Public accounting; Sole LLC Member; Started 1/6/2021; 120 hours per month, 80 during trading; tax planning an preparation, bookkeeping and payroll services 3) Fiore Tax and Wealth Management; Investment related; 56 Sherwood Drive, Westerly, RI 025891; DBA for securities and advisory business; IAR; Started 1/1/2020; 40 hours per month, 20 during trading; working with securites and advisory clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-14 |
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