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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc | St Petersburg | FL | 07/2013 | 07/2019 |
| Raymond James Financial Services | St. Petersburg | FL | 09/2014 | 07/2019 |
| Suntrust Investment Services,Inc. | Atlanta | GA | 08/2019 | 02/2023 |
| Suntrust Advisory Services,Inc. | Atlanta | GA | 08/2019 | 02/2023 |
| Principal Life Insurance Company | College Grove | TN | 02/2023 | Present |
| Principal Securities Inc | College Grove | TN | 03/2023 | Present |
| Edward Jones | St Louis | MO | 02/2023 | 02/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-24 |
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