Nathan Edward Moody

Current Employers

Valmark Advisers, Inc.

130 Springside Drive Suite 300, Akron, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2025-02-10
MA	RA	APPROVED	2025-01-13
CO	RA	APPROVED	2024-05-28
TX	RA	APPROVED_RES	2023-08-14
AZ	RA	APPROVED	2023-05-03
NY	RA	APPROVED	2023-02-22
NJ	RA	APPROVED	2022-12-22
FL	RA	APPROVED	2022-07-05
CT	RA	APPROVED	2022-06-28
NH	RA	APPROVED	2021-01-04
ME	RA	APPROVED	2020-07-27

UT RA
APPROVED

Since 2025-02-10
MA RA
APPROVED

Since 2025-01-13
CO RA
APPROVED

Since 2024-05-28
TX RA
APPROVED_RES

Since 2023-08-14
AZ RA
APPROVED

Since 2023-05-03
NY RA
APPROVED

Since 2023-02-22
NJ RA
APPROVED

Since 2022-12-22
FL RA
APPROVED

Since 2022-07-05
CT RA
APPROVED

Since 2022-06-28
NH RA
APPROVED

Since 2021-01-04
ME RA
APPROVED

Since 2020-07-27

Branch Locations

366 Us Route One, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lebel & Harriman, Llp	Falmouth	ME	10/2016	Present
Real Estate Holdings, Llc	Gorham	ME	06/2010	10/2016
Valmark Advisers, Inc.	Akron	OH	07/2020	Present
Valmark Securities, Inc.	Akron	OH	07/2020	Present

10/2016 → Present

Lebel & Harriman, Llp

Falmouth, ME
06/2010 → 10/2016

Real Estate Holdings, Llc

Gorham, ME
07/2020 → Present

Valmark Advisers, Inc.

Akron, OH
07/2020 → Present

Valmark Securities, Inc.

Akron, OH

Other Businesses

1) Healthcare Purchaser Alliance of Maine, Board of Directors, Board is comprised of 13 individuals representing public and private purchasers throughout the state. Board members most often serve in executive, finance, or human resource leadership roles within their organization, and in most cases are decision-makers in regard to benefit design and healthcare strategy, start date 2/1/22, not investment related, 1-5 hours per month./// 2) Lebel & Harriman, LLP; 366 US Route 1, Falmouth ME 04105; Retirement Plan Advisor & Partner; YES Investment Related: Start Date - 10/1/2016; Equity Partner; Approximately 40+ hrs. per month; Guaranteed Payments and Profit Distributions./// 3) Maine Retirement Savings Board; c/o Office of the State Treasurer, State House Station 39,Augusta, Maine 04333-0039; Board of Trustees, The Board meets monthly to oversee the Program, including the Program Administrator and the Program's investments. The Board develops the rules and policies that guide MERIT. Board meetings are open to the public; YES Investment Related; Start Date 4/1/2024; Approximately 1-5 hrs. per month; Volunteer Position.///

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-05-06

S66 Uniform Combined State Law Examination

2019-05-06

Other Names

Nathan E Moody
Nathan Moody

View on SEC IAPD