William Emmett Baucum

Current Employers

Employment History

• 05/2014 → 11/2016
  Wells Fargo Advisors Llc
  Knoxville, TN
• 11/2016 → 10/2017
  Wells Fargo Clearing Services, Llc
  Knoxville, TN
• 10/2017 → Present
  Lpl Financial Llc
  Knoxville, TN
• 10/2017 → Present
  Wealthcare Advisory Partners Llc
  Knoxville, TN

Previous Registrations

• 2014-05-27 → 2017-10-20
  Wells Fargo Clearing Services, Llc
  Knoxville, TN
• 2013-03-13 → 2014-05-13
  Lpl Financial Llc
  Fairfield Glade, TN

Other Businesses

1. 10/19/2017 - Wealthcare Partners of Tennessee - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/20/2017 - 720 Hours Per Month/100 Hours During Securities Trading - Time Spent 100% 2. SMALLBIZ STAFFING LLC - Not Investment Related - 60 Ridley St., Ste 126 Crossville, TN 38555 - Other-Business Owner - 20 Hours Per Month/0 Hours During Securities Trading - Time Spent 3%. 3. ADVANCED ELECTRICAL SYSTEMS - Not Investment Related - 1402 Harton Blvd, Tullahoma, TN - Other-Family Business - Partner - Started 01/01/2000 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 1% - Financial consultant, negotiate patent contracts, Design & Manufacture portable back up system. 4. Mr. Baucum is dually ­registered with Wealthcare Advisory Partners LLC ("WCAP") and LPL Financial LLC ("LPL"). Mr. Baucum has served as an investment advisor representative for WCAP and a registered representative with LPL since 10/2017. Business is conducted from 11826Kingston Pike, Suite 210 Knoxville, TN 37934. Approximately 50% of Mr. Baucum's time is for services as an investment advisor representative and the balance as a registered representative.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-07

Other Names

• Tres Baucum
• William Emmett Baucum Iii
• Tres Baucum